Prime Broker Vs Broker: Key Variations And Performance

In different words, the execution broker works as a middleman between buyers and clearing brokers, while the clearing broker connects the executing dealer and the marketplace. At the identical time, execution brokers can work independently with retail traders who...

Clearing Broker: Definition, Role, Vs Prime Dealer

These rules require clearing companies to keep up adequate capital and to have procedures in place to handle potential defaults. They make positive that all parties involved meet their obligations by monitoring margin requirements, collateral administration, and...